EU Market Abuse

Course Description

This course is intended for all employees who need training on the EU Market Abuse Regulation and the associated Criminal Sanctions for Market Abuse Directive, collectively known as MAD II.

Course Objectives

There are 3 core objectives of this interactive elearning course:

• You gain a basic understanding of the concept of Market Abuse and the different components it has.
• You gain an appreciation of the main themes within the Market Abuse Regulation and Criminal Sanctions for Market Abuse Directive.
• We look at the potential impact that non compliance with the laws could have on you or your organization. This is quite important as it helps to put into perspective the seriousness of the offences outlined in the regulation and local transposition.

Course Modules

This course is intended for all employees. It includes :

• Background
• Scope
• Inside Information
• Market Abuse Indicators
• Additional Issues
• Safe Harbours
• Sanctions & Penalties
• Control Framework
• Reporting

Knowledge Check

There is a knowledge check at the end of the elearning course with a standard pass mark of 80% and unlimited attempts.

Course Length

70 minutes + 10 minutes of questions.

Course Certificate

The user will receive a certificate in pdf format upon successful completion of the elearning course and knowledge check.

Course Licence

Each purchase is for a licence for a single user. The user has access to all the elearning course material for 6 (six) months via our web based elearning platform.